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SEC Public Company Identifiers and Filing Index List

SEC Public Company Identifiers and Filing Index v.1.0.0

10,194 Database Records


SEC Public Company Identifiers and Filing Index catalog icon SEC Public Company Identifiers and Filing Index Download
The SEC Public Company Identifiers and Filing Index connects SEC filer identities with published ticker and exchange associations plus practical recent filing metadata. It preserves zero-padded CIKs, ticker punctuation, share-class distinctions, multiple securities per filer, official SEC entity and SIC fields, incorporation and fiscal-year-end values, former names, and the latest filing accession, date, and form. The SQLite edition adds normalized former-name and recent-filing tables for efficient joins without turning the package into a filing-text archive.

Table Schema Database Field Statistics

Release structure

SEC Public Company Identifiers and Filing Index

Review the published tables, record coverage, and field names included with release 1.0.0.

Database
#802
Version
1.0.0
Format
XML schema

Data dictionary

Tables and fields

Release-defined structure
FieldTypeRequiredDescription
cikstringYesSEC Central Index Key preserved as a zero-padded 10-character string.
entity_namestringYesCurrent SEC filer name from the official submissions payload.
tickerstringYesTicker exactly as published in the SEC ticker and exchange association file.
exchangestringYesExchange association exactly as published by the SEC.
entity_typestringYesSEC submissions entityType value, preserved without reclassification.
sic_codestringNoSEC Standard Industrial Classification code, preserved as text.
sic_descriptionstringNoSEC description associated with the filer SIC code.
state_of_incorporationstringNoSEC state or country of incorporation code.
fiscal_year_endstringNoSEC fiscal-year-end value in MMDD form when reported.
former_namesstringNoDeterministically flattened JSON array of former SEC names and dates; normalized in SQLite.
former_name_datestringNoMost recent former-name date, or null when no former name is reported.
latest_filing_datestringYesMost recent filing date in the current SEC submissions array.
latest_accession_numberstringYesAccession number paired with latest_filing_date and latest_form_type.
latest_form_typestringYesSEC form paired with the selected latest filing.
sec_submissions_urlstringYesOfficial data.sec.gov submissions API URL for the filer.
source_as_ofstringYesUTC retrieval timestamp shared by all rows in this build.

Release at a glance

What is inside this database

Review verified record totals, geographic coverage, classifications, and field completeness for SEC Public Company Identifiers and Filing Index.

10,194Records in this release
16Fields per record
0Duplicate records
0Rejected source rows
cikSEC Central Index Key preserved as a zero-padded 10-character string.
Distinct
7,835
Missing
0.0%
entity_nameCurrent SEC filer name from the official submissions payload.
Distinct
7,834
Missing
0.0%
tickerTicker exactly as published in the SEC ticker and exchange association file.
Distinct
10,194
Missing
0.0%
exchangeExchange association exactly as published by the SEC.
Distinct
4
Missing
0.0%
entity_typeSEC submissions entityType value, preserved without reclassification.
Distinct
3
Missing
0.0%
sic_codeSEC Standard Industrial Classification code, preserved as text.
Distinct
400
Missing
12.9%
sic_descriptionSEC description associated with the filer SIC code.
Distinct
399
Missing
13.0%
state_of_incorporationSEC state or country of incorporation code.
Distinct
116
Missing
12.7%
fiscal_year_endSEC fiscal-year-end value in MMDD form when reported.
Distinct
85
Missing
5.1%
former_namesDeterministically flattened JSON array of former SEC names and dates; normalized in SQLite.
Distinct
3,998
Missing
51.0%
former_name_dateMost recent former-name date, or null when no former name is reported.
Distinct
2,665
Missing
51.0%
latest_filing_dateMost recent filing date in the current SEC submissions array.
Distinct
440
Missing
0.0%
latest_accession_numberAccession number paired with latest_filing_date and latest_form_type.
Distinct
7,816
Missing
0.0%
latest_form_typeSEC form paired with the selected latest filing.
Distinct
131
Missing
0.0%
sec_submissions_urlOfficial data.sec.gov submissions API URL for the filer.
Distinct
7,835
Missing
0.0%
source_as_ofUTC retrieval timestamp shared by all rows in this build.
Distinct
1
Missing
0.0%

Exchange

  • Nasdaq4,364
  • NYSE3,299
  • OTC2,497
  • CBOE34

Null

Showing the 12 largest groups from 16 represented values.

  • Former Name Date5,201
  • Former Names5,201
  • Sic Description1,324
  • Sic Code1,319
  • State Of Incorporation1,291
  • Fiscal Year End524
  • Cik0
  • Entity Name0
  • Ticker0
  • Exchange0
  • Entity Type0
  • Latest Filing Date0

Records Information

Each of the 10,194 records represents one exact CIK, ticker, and exchange association published by the SEC at the source retrieval time. The records cover 7,835 filers. Multiple tickers, share classes, and exchanges remain separate. Associations are not labeled as active listings, and SEC entityType values are not expanded into invented company classifications.

Designed for business research, directory applications, mapping, and market analysis. Review permitted uses.

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